SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project
Move allows more time to deal with operational, regulatory issues
Declining liquidity contributed to tighter credit terms, survey finds
Policymakers aim to address issues exposed in March 2020 market stress
Report sets out recommendations for addressing risks posed by leverage build ups
SRO considers modernizing rules amid market, investor evolution
ESMA promises transition oversight group to support move to faster settlement
CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project
FSB proposes series of recommendations for addressing liquidity issues
Firm failed to adequately oversee rep's risky trading strategy, CIRO says