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Keyword: Managing General Agencies

102 results found
Court.

A monitor must review the selling practices of the MGAs that recruit and supervise agents selling ivari’s products

Doing Homework

Regulator follows CISRO, FSRA with tougher exam administration policy

Entrance to Financial Services Regulatory Authority of Ontario

Regulator suspends firm and agents amid alleged misconduct

Dominos falling

Draft guidance forms part of larger effort to improve industry conduct

Entrance to Financial Services Regulatory Authority of Ontario

New guidance will target responsibilities of insurers, MGAs, and identify suitability requirements for life agents

  • By: Huston Loke
  • November 14, 2023 November 14, 2023
  • 15:00
Court.

FSRA brought similar allegations against the agent earlier this year

magnifying glass

Almost half of high-risk agent reviews found best-practice failures

Queen's Park, Ontario legislature, exterior

Supervision framework “largely based on delegation to upline agents,” regulator alleged

announcement

Protecting independence of advisors was "foremost" in the decision, BridgeForce co-presidents said

  • By: IE Staff
  • February 2, 2023 February 2, 2023
  • 13:21
Entrance to Financial Services Regulatory Authority of Ontario

FSRA also reiterated that it wants clients to be protected from seg fund deferred sales charges, regardless of when the funds were purchased