The former Morgan Stanley advisor copied confidential information of almost 730,000 clients at his firm while engaged in discussions with two other financial services institutions
Bank ordered to pay damages and amend notice filed with the BCSC
Request to file personal tax returns not intended to further the CRA’s criminal investigation
B.C. appeal court ruling largely dismisses banks’ appeals
The broker frequently referred clients to other brokers, including his ex-common law spouse and his girlfriend
Application by Vancouver-based RSP Generation LP dismissed
The funds allege negligence arising from PwC’s audits in 2006 and 2007
Allowing secured creditors to claim RRSP assets after they were seized to pay child support would be an “absurd result,” court rules
The allegations involving Poseidon Concepts were not novel
Court rules that the limitation period on a client complaint was paused while the bank’s ombudsman considered it