B.C. appeal court ruling largely dismisses banks’ appeals
The broker frequently referred clients to other brokers, including his ex-common law spouse and his girlfriend
Application by Vancouver-based RSP Generation LP dismissed
The funds allege negligence arising from PwC’s audits in 2006 and 2007
Allowing secured creditors to claim RRSP assets after they were seized to pay child support would be an “absurd result,” court rules
The allegations involving Poseidon Concepts were not novel
Court rules that the limitation period on a client complaint was paused while the bank’s ombudsman considered it
Lawsuit alleged that CIBC World Markets and an advisor provided improper investment advice resulting in investor losses
Regulatory documents deemed not relevant to common issues
Two parties claiming to be victims of a scheme the OSC investigated are seeking to sue lawyers involved in the case