Proprietary trader entitled to six-month’s notice, additional damages and costs
Litigation expected to be resolved as a result of revised Saskatchewan regulations
Common strategy’s wording problematic
Quebec regulator’s investigation and complaint covered by its statutory immunity
If an appointment is challenged, a court is likely to strive to preserve the POA grantor's wishes
Similar cases have been filed against 1832 Asset Management and TD Asset Management
Clients’ portfolio would have performed better if they’d followed their advisor’s advice
The court certified the class action for claims of breach of contract and fraudulent concealment
Brokerage firm had good reason to terminate advisor
The announcement follows a similar proposal against TD Asset Management launched in April and the CSA’s proposal to ban mutual fund firms from paying discount brokerages trailer fees