The announcement follows a similar proposal against TD Asset Management launched in April and the CSA’s proposal to ban mutual fund firms from paying discount brokerages trailer fees
Cybersecurity breaches may have disclosed personal and financial information of up to 90,000 customers
Autorité des marchés financiers “very disappointed” with decision
Law society complaints dismissed
The interests of the clients must be put ahead of those of the firm, court says
The court also denied the defunct labour-sponsored investment fund’s counter claim
Ontario advisor violated securities rules by borrowing funds from several insurance clients
Two RBCDS advisors violated agreement by calling clients when they moved from MD Management, court says
The action against TD Asset Management claims damages of $200 million
Setting up a trust or buying an insurance policy could offer protection for clients' families without putting assets at risk