Overall caseloads declined, while Covid-19 and SPACs emerged as new issues
A former TD Bank compliance officer's unusual legal action has been rejected again
Investor's sophistication at issue in unregistered trading scheme
Deal includes $2.4 million and cooperation with ongoing litigation
Value of class action resolutions jumped due to "mega" cases
Case claimed extra compensation for selling in-house funds harmed investors
Evidence released by the regulator is being used in a potential class action
The lawsuit involves risk disclosure
Rep facing discipline is allowed to use IIROC transcript in court case
Firm plans to set 30% as new standard for female board representation