Rep sought to bring funds she managed for clients to new business
Crypto exec defrauded investors of billions, lawsuit alleges
A former teller initiated the case in 2007
Fines levied against reps last year soared to $7.9 million from $938,000 in 2021
Bank expects to record $850-million after-tax provision in Q1
Lawsuit claims advisors' payouts didn't include mandated vacation pay
Court dismisses challenge to enforcement decision, finds process was fair
Motion to stay case alleging abuse of process to be heard in May
Plaintiffs in proposed class action must show that active funds tracked index
A hearing next month will examine whether certain investors are entitled to priority claims