Nothing to indicate account setup was illegal, court finds
Agency seeks feedback on new due diligence standards, enforcement
Accounts opened for shell companies to funnel money to Colombia
BCSC sent case back to SRO panel, which dismissed allegations
Firm self-reported weaknesses in controls, beefed up compliance
Regulator details plans for "targeted support" framework to launch in 2026
Platform didn't collect KYC data, apply money laundering rules
Review documents failings in meeting KYC, KYP, suitability requirements
Firm fined for series of violations uncovered in compliance exam
Firm penalized for breaches uncovered in a compliance exam