Alleged $213-million loan guarantee remains subject of dispute
U.K. agency brings first proceeding alleging illegal promotional activity
Agency found firm failed to report suspicious transaction
Regulators flag retail investor issues, market structure, resilience for 2026
Report calls for action on data gaps, surveillance, leverage
Trust account used in fraud, misappropriation, Law Society finds
Firm allegedly touted stocks on social media, while selling its holdings
Agency sanctions breaches of anti-money laundering rules
Claims involve alleged misrepresentations by cannabis firm, underwriters
Exec misled investors by inflating target's revenues to enable SPAC deal