Firm agrees to proxy voting changes, US$29.5 million payment, to end case
Regulator issues guidance to beef up the supervision of automated trading
Scheme to boost stock price claimed that Berkshire bought insurer's stock
Firm failed to adjust loan pricing to reflect impact of market turmoil
Authorities allege fund manager hid income, assets before exiting U.S.
Regulator details enhanced enforcement outcomes
Regulators review suitability guidance for industry management
MX agrees to $289,000 in fines and costs ordered against firm, former trader
U.S. attorney's office to hold individuals accountable for financial misdeeds
Revisions aim to clarify, streamline certain enforcement practices