Regulator levies record fine against Luxembourg-based firm
SRO wants to give outside directors more time on the job
Group aims to beef up preparations for systemic stress events
Investors, mainly seniors, duped in pooled fund scheme, SEC charged
Panel issues fines, disgorgement, along with suspensions
Nothing to indicate account setup was illegal, court finds
Regulator aims to reduce burden by relaxing portfolio reporting rules
Bank halts retail payment activity, citing concerns about shortfall
Judge was wrong to exclude, divide plaintiff group, appeal court rules
Agency orders penalty for alleged violations uncovered in compliance exam