Foundation will continue to press for the appointment of one commissioner with a retail investor perspective
Regulators are overdue for a full response to the concerns of retail investors
Top priority is to protect investors
Prevention efforts necessary to protect investors
The British regulator’s significant proposals are aimed at putting an end to clients’ lack of confidence in the industry’s integrity
In a discussion paper released Friday, the UK’s Financial Services Authority aims to explore the steps the regulator or others could take to help consumers understand and protect their own best interests more effectively.The FSA says that while it has no power to impose responsibilities on consumers, it is required by law to consider the […]
Many of the issues that occupied securities regulators in 2008 centred on investor protection
SFSC moves to implement recommendations of Chambers report
Rule would require each marketplace to enforce procedures to ensure that better-priced orders are executed first
Invest time before investing money, CSA urges investors