Global regulator publishes nine principles on how to enhance supervision of firms that hold client assets
Between US$500 million and US$600 million will be returned to the MF Global estate
Adoption of a fiduciary standard at the top of the list
Loyal Financial Group promoting investments with monthly returns of up to 13.5%
OSC's Office of the Investor to remain a modest enterprise
Consultation outlines instances which may trigger temporary rules to protect UK investors
Potential investors urged to use caution if approached with unsolicited Sandy-related investment offers
Three investor-focused initiatives are in danger of dissipating
Wealth Capital is making telephone solicitations to invest in the derivatives market
Proposals come in wake of failed derivatives dealers