Firm agrees to seek proper registration
Margaret Franklin, chair of the board of governors of the CFA Institute, advocates better securities enforcement practices to regain the public's confidence
Finance minister worried that a universal compensation fund would impose additional burden on investors
Investors warned not to send money to Impact Finance or Douglas Charles
Four main problems with securities enforcement
PIAC suggests establishing SRO for financial planners in Canada
OSC investor advisory panel must prove its independence
Global, Crown reps impersonating OSC staff
Quebec regulator poised to relaunch website
Or should regulators intervene more directly to protect investors?