FSA’s proposed changes to the FSCS funding model aim to offer firms more certainty in the level of fees they pay
Panama firm soliciting Quebec investors
In the wake of the failure of Peregrine Financial Group Inc. amid allegations that it misappropriated customer funds, a committee of futures industry regulators announced steps to ensure client assets are protected. A special committee of representatives from the futures industry’s self-regulatory organizations (SROs) is proposing additional measures designed to strengthen safeguards for customer segregated […]
Chairwoman Anita Anand has decided not to renew her appointment
IIROC to contribute $700,000 to investor advocacy group
Firms appear to be targeting investors across Canada
Money from sanctions to promote investor protection
BVI forex company not registered, regulator says
Investor compensation added to the regulator’s statement of priorities
Hearing scheduled for June 25