Disclosure rules eased, lines between pro, retail investors redrawn
"Dot-com" era conflict restrictions no longer needed, regulator agrees
Investors misled about rep's trading success, disciplinary history
Bank of England to stress test private markets
Regulator alleged firm failed to protect clients' trading data
Final consultation on merged dealer rules will get 120-day comment period
Investor tried to argue that rep's title misled the courts
SRO alleged investors paid US$2 million in fees for short-term sales
Compliance review will examine industry conflicts with investors' interests
Tech companies pulled into effort to tackle large scam operations