Felmina Alliance not authorized to carry out business in Manitoba
Investor advisory released ahead of rule changes to U.S. exempt market
The current system is complicated and requires the search of several databases
Investors encouraged to check the registration of firms and individuals offering investment advice
Internet-based promotions targeting investors with “risk free” returns, BCSC says
Ontario Contingency Trust Fund is being wound up
The OSC and IIROC say settlement cheques will be sent my the end of March
OSC’s Investor Advisory Panel releases survey findings on adviser/investor relationship
AMF, ASC issue warnings about Inter Reef LTD, also known as Profitable Sunrise
Regulator wants to raise awareness of AdvisorReport during Fraud Prevention Month