Forthcoming proposals will include enhanced disclosure, heightened supervision
The legislation would weaken reforms put in place by the Dodd-Frank Act in response to the financial crisis
The latest annual report from the OSC’s independent advisory group says the time has come to introduce a best interest standard and eliminate embedded commissions
The regulator will also look at ways to be more responsive to solutions from the investment industry while maintaining appropriate investor protection
The candidates would fill upcoming vacancies on the panel as several members’ appointments are due to expire in May and October
The TV personality and federal Conservative leadership candidate has not approved his image for ads promoting binary options trading software or platforms
The regulator is concerned that the seminar focuses on scams in which investors are encouraged to withdraw funds from their RRSPs or RRIFs
An alert stresses the importance for investors to understand the full impact of brokerage fees on their investment accounts
Here are the biggest risks that your clients need to consider in the year ahead, according to the ASC
The FCA is considering making certain terms of professional indemnity insurance mandatory and updating limits on consumer coverage