IOSCO task force aims to have policy recommendations by end of 2023
The FCA launched a consultation on trade reporting, transparency and tick size changes
Editorial: If the merger results in a more robust, investor-focused SRO, then short-term distractions can be forgiven
Model rule, if implemented by regulators, would add enforcement teeth to arb awards, sanctions
European regulators set expectations for investment funds and issuers amid the conflict
Investor advocates want even stricter rules, but industry groups raise concerns about timing and jurisdiction
ESMA aims to boost protections against emerging risks such as gamification
Editorial: With investors facing more than $1 billion in losses from the collapse of asset manager Bridging Finance Inc., the Street has some explaining to do.
Proposed regime would apply to prospectuses and financials but not proxies
Regulator details its compliance review priorities for the year ahead