Company made misrepresentations to investors, diverted funds
Draft guidance aims to beef up risk management, capital, solvency planning
Project aims to ease trading rule compliance, not alter requirements
U.S. authorities allege that executive ran complex fraud scheme
Regulatory review found no evidence of AI washing among investment funds
B.C. court allows plaintiffs to amend arguments in action against RBC GAM
Case to consider whether damages are owed, while data hasn't been misused
Removing sanctions would undermine deterrent, plan speculative, panel finds
Regulators reviewed performance of CDS market during latest banking crisis
SEC, CFTC object to sustainability-related disclosure recommendation