InvestorCOM, a vendor of Mackenzie Investments, had data exposed when hackers targeted a secure file transfer service
Almost half of high-risk agent reviews found best-practice failures
Moody's says prudential requirements and supervision are likely to be stiffened
Former CFO embezzled US$5 million to trade meme stocks, crypto
U.S. court orders US$3.4 billion in penalties and restitution in global forex fraud
The Quebec regulator also plans to improve complaint handling and financial literacy
Regulator will issue penalties, without hearings, for minor rule violations
Institutional investors seek distribution from failed fund manager
Results can be hard to comprehend and compare, new report says
Hedge funds, asset managers and even crypto firms face increased oversight, Fitch says