Policymakers call for enhanced liquidity management measures
The bank settled with U.S. and Danish authorities over breaches
FCA seeks to replace EU rules with modern, effective regime
Whistleblower was awarded US$20 million
Regulators to set new custody and asset segregation requirements
Canada could learn from a U.K. proposal
Precious metals trader guilty of wire fraud, federal jury finds
MFDA alleged client gave rep access to bank account while travelling
Court dismisses challenge to enforcement decision, finds process was fair
Firm agreed to $100,000 sanction, admitted oversight violations