Compliance sweep uncovers issues with identifying, disclosing and managing conflicts of interest, including conflicted compensation
Review found weakness in firms' valuation processes, procedures
Regulators consult on global standards, expect final version by Q4
Investors were misled by company's news releases, OSC alleged
The deadline is June 15
Investors were misled about fund's trading and holdings, U.S. district court judge says
Bid for judicial review quashed, motion to summon top OSC brass rejected
Regulators ask lawmakers for action on investment fund costs
Insurance regulators promised new guidance on upfront compensation structures
Former fund rep fined, banned by regulators for misappropriation