Regulator revises industry guidance on social media usage amid rising risks
JitneyTrade fined $90,000 for weak controls over direct-access clients
New rules increase minimum liquidity requirements and prohibit "gates"
FINRA expels firm; SEC, DoJ charge broker for exploiting vulnerable investors
OSC decision to deny access to investors' identities upheld
OSC, AMF consult on new Term CORRA to help ease demise of CDOR
CIRO proposes to focus on exams instead
Review finds widespread failings in asset managers' practices and governance
Regulators issue guidance on valuation, liquidity and custody issues for crypto funds
Divisional Court upholds tribunal's analysis in OSC enforcement action