Clients' assets misappropriated rather than invested, U.S. authorities charged
Trading ahead of pending merger deals led to SEC charges
Whistleblowers provided extensive ongoing cooperation, regulator said
The aim is informed capital allocation decisions
Fund industry pushes back on reforms to address liquidity issues
Editorial: The OSC should be doing more to return money to harmed investors
Regulators propose best practices for market players
Firm rejects regulator's allegations, cites political motive for action
SEC sanctions Stoner Cats creator over NFT sales
In joint letter, industry associations lobby against proposed changes