FCA says there's work to be done in terms of ensuring value and enhancing competition
Legal and technical challenges must be overcome for automated contracts to pay off, Moody's says
The review will determine whether reforms are needed in the fast-growing market
Regulators fined firms a total US$549 million for record-keeping failures
SEC orders massive award for tips that led to multiple enforcement actions
OSC sought fine but court ordered a suspended sentence
Pair pleads to money laundering charges in major crypto theft case
Margins, profits to be squeezed as consumer protections boosted
Regulators found firms are failing to identify and manage conflicts in clients' best interests
Key issue of whether trailer payments were improper to be decided before determining which investors are entitled to damages