SEC, SDNY file securities fraud and conspiracy charges
Canada remained the last G20 country without conduct standards for OTC derivatives markets
Serial scammer duped companies out of over US$1 million to fund fictional investigations
Investors were promised profits from crypto trading and mining
Firm admitted insider trading, abusive market conduct
Fees for investment dealers to rise 6.4%, annual report says
Regulator says host touted real estate investment scheme that took US$11 million from investors
The firm's U.S. advisory unit will pay US$25 million to resolve charges
The proposals include guidance for firms to take action against bullying and sexual harassment
Regulator aims for truth in advertising, seeks to combat greenwashing