SEC orders massive award for tips that led to multiple enforcement actions
OSC sought fine but court ordered a suspended sentence
Pair pleads to money laundering charges in major crypto theft case
Margins, profits to be squeezed as consumer protections boosted
Regulators found firms are failing to identify and manage conflicts in clients' best interests
Key issue of whether trailer payments were improper to be decided before determining which investors are entitled to damages
Offshore stock trades came alongside previously-sanctioned options trades
The CSA and CIRO will consider such awards a compliance issue
BoC research found that hedge funds joined the selling action in bond markets
Regulator issues proposed guidance for public comment until Aug. 25