New rules increase minimum liquidity requirements and prohibit "gates"
FINRA expels firm; SEC, DoJ charge broker for exploiting vulnerable investors
OSC decision to deny access to investors' identities upheld
OSC, AMF consult on new Term CORRA to help ease demise of CDOR
CIRO proposes to focus on exams instead
Review finds widespread failings in asset managers' practices and governance
Regulators issue guidance on valuation, liquidity and custody issues for crypto funds
Divisional Court upholds tribunal's analysis in OSC enforcement action
Regulator proposes consolidated tape, other reforms to boost markets
Voluntary code aims to bolster investor decision-making with enhanced transparency