Former trader facing fraud allegations in U.S. Treasuries market
Added costs of registering crypto platforms drives new tariffs
Former fund rep was named in clients' wills and solicited money from them
Regulator saw several high-profile cases against crypto giants
Regulator to pay between $1,000 and $500,000 for enforcement tips
Firm sanctioned over capital issues, internal controls and record-keeping
FCA, BoE seek regime that allows innovation, ensures protections
Panel defers penalties while ex-rep repays clients
Draft rules out for comment, expected to take effect in 2026
Accounting for internal software development violated securities rules