Investor survey highlights risks of confusion over titles and proficiency
Regulators propose long-awaited reforms to enhance industry dispute-resolution system
FCA to require companies to set aside capital for investor redress
Proposed legislation aims to boost investor protection
New product labelling and marketing rules to take effect in 2024
Regulator's compliance reviews find issues with performance reporting
Duty of fairness to witnesses at investigative stage is minimal but it has been met in this case, court finds
Industry working group proposes model for blockchain-based funds
E&Y invites advisors to guide securities liquidation
Regulator says fraudsters deploying increasingly sophisticated technology