Former OpenSea product manager sanctioned for scheme
Nomura Securities agrees to trading misconduct penalties in non-prosecution agreement
Policymakers seek to ensure CCP readiness to handle loss events
Proposal would allow enforcement money to be used for IT projects and new innovation office
Long-time SRO employee tapped to head division
Robo-advisor violated rules when touting hypothetical performance
Digital fraud rose significantly in 2022, with the global attack rate up 20% year-over-year
Authorities allege investors were defrauded with false promise of lucrative private shares
Latest settlement brings penalties in DoJ cases to over US$36 billion
Company went public in a de-SPAC transaction following the audit