SEC sanctions Stoner Cats creator over NFT sales
In joint letter, industry associations lobby against proposed changes
"Cryptoqueen" Ruja Ignatova, the alleged co-conspirator, remains at large
Investment advisers violated revised marketing rules, regulator alleges
Registration, record-keeping and supervisory deficiencies were most common in firms' exams
Regulators aim to harmonize rules for decentralized finance and traditional finance
Company sanctioned for employee agreements that waived rights to whistleblower awards
So-called smart contracts still must comply with the law, regulator warns
Wedbush Securities fined for compliance failings
U.K. regulator gives compliance extension to some firms, threatens others with enforcement