Firms to pay US$2.6 million, including US$1 million in client restitution
CIRO doesn't need an order to use compelled evidence in its own proceedings, regulatory panel says
Regulators launch consultation on standards, practices for carbon credit trading
Regulators cite data gaps, lack of standards, pervasive risks as obstacles
Regulators provide feedback to assurance standards setters
Trade group pushes back on Ontario's plan to shorten regulatory comment periods
AMF alleged that CoinEx ignored regulators' efforts to get crypto firms registered
BofA fined over anti-spoofing supervision in U.S. Treasury markets
Investor survey highlights risks of confusion over titles and proficiency
Regulators propose long-awaited reforms to enhance industry dispute-resolution system