Legislative changes would cut minimum comment period to 60 days
Regulator proposes guidance for assessing the fitness of management, large shareholders under new crypto regime
CSA and CIRO seek feedback on the SEC's market structure proposals
Proposal aims to address concerns about competitiveness of smaller brokers
New guidance signals larger fines, more misconduct admissions
Finance also announced measures to tackle bank fees and mortgage relief
Standardization seeks to enable market discipline, reduce information asymmetry
ESMA calls on crypto industry to prepare for regulation
The IIROC panel overlooked evidence that a rep borrowed money rather than misappropriating it
Regulator's exam division sets compliance priorities for 2024