Focus turns to advisor titles and CFR compliance
Tribunal bans David Singh following fraud conviction
Court asked to approve two years worth of fees in ongoing receivership
Consultation seeks to set rules for financial industry cloud providers
U.S. authorities allege investors hit with over US$88 million in undisclosed fees
Decision on tougher investor protection measures coming by end of 2025
Firms to pay US$2.6 million, including US$1 million in client restitution
CIRO doesn't need an order to use compelled evidence in its own proceedings, regulatory panel says
Regulators launch consultation on standards, practices for carbon credit trading
Regulators cite data gaps, lack of standards, pervasive risks as obstacles