European regulators' paper examines investor protection issues arising from investment industry's digitalization
Regulators welcome voluntary code for ESG ratings, data providers
Compliance exercise seeks to boost transparency, fight greenwashing
Professionals routinely shared answers for internal training assessments
Under 2020 changes, the regulator can target under-valued asset transfers
Investors duped by scheme that promised AI-powered trading profits
U.K. regulator says investors not getting benefit of higher interest rates as firms "double dip"
With ninth distribution, recovery effort tops US$4.2 billion
Proposals seek to eliminate lowball settlements
Editorial: While the CSA’s proposal is a good first step, that’s all it is