Bulk of funds issuers raised went to consultants that quickly dumped shares
Shareholder advocates have argued they haven't been able to participate fully when AGMs are online
Investors face risks from sludge, nudges and other hidden tactics
SRO publishes playbook for dealing with growing cyber threat
Broker failed to alert investors to cheaper investing channel, regulator alleges
ETF firm failed to disclose influencer's role in touting fund, regulator alleged
FCA alleged analyst traded on information about pending merger deals
Proposals aim to codify investor protections, enhance flexibility
The funding comes from enforcement sanctions
Seeks input by Apr. 14 aimed at improving markets' ability to handle elevated margin calls