European regulator said violations involved conflicts of interest
Agency says no evidence that information was lost in attack
After pilot program, ASC, FCAA maintain exemption based on financial knowledge
ESMA consultation finds mixed feelings on shorter settlement cycle
OSC, AMF call for freshening up fund governance
Appeals by advisor, analyst in insider trading case dismissed
Regulator details results of review, calls for action from firms
Ban, fine of $300K follow repeat episode of unapproved outside business activity
Panel orders penalties for disgorgment and deterrence
Firms allegedly made misleading statements about their use of AI in investing strategies