Terms of firm's sale weren't fully disclosed to regulators
OneCoin scheme took in over US$4 billion from investors, U.S. authorities allege
Off-channel communications hamper regulatory oversight
Expansion of business lines multiplies conflicts and regulatory challenges
Crypto firm to pursue full dealer and ATS registration, plus SRO membership
Involvement with crypto amounted to undisclosed outside business activity, personal financial dealings
Proposals aim to improve quality, transparency of credit ratings
Regulator failed to meet burden of proof on all counts
Trader placed numerous potentially misleading orders in bond futures
First oversight review finds SRO complying with recognition order