Bank of England to stress test private markets
Regulator alleged firm failed to protect clients' trading data
Final consultation on merged dealer rules will get 120-day comment period
Investor tried to argue that rep's title misled the courts
SRO alleged investors paid US$2 million in fees for short-term sales
Compliance review will examine industry conflicts with investors' interests
Tech companies pulled into effort to tackle large scam operations
Firm paid $4.6 million in client compensation, clawed back reps' fees
Regulator brings first enforcement action against a professional body
Receiver permitted to market assets, despite lack of enforcement allegations