Director tipped others and traded ahead of pending acquisition
Firm failed to report attempted suspicious transactions
Exchange to drop "minor violation" process, add new remediation function
Scheme promised investors passive income from crypto mining: regulator
SRO launches review of policy framework for the provision of advice
ESMA review finds ESG funds changing names, portfolios to align better
U.K. proposes to ease benchmark regulation adopted after manipulation
External provider stopped including CSE stocks in trading reports
Regulators lack data on private credit, report notes
U.K. regulator's proposals aim to support innovation while protecting consumers