Deteriorating economic, financial conditions could amplify financial sector stress
In the coming year, the regulator will assess how firms are implementing the CFRs
Significant product changes offer opportunities to engage clients, get to know them better and address suitability
Holba joined Empire Life Investments in 2009 and previously served as vice-president, retail distribution
Sweeping compliance review finds issues with fund industry charging practices
Proposals to enhance disclosure to fund investors out for 60-day comment period
Portfolio composition explains some but not all of ESG funds' advantages, ESMA finds
CSA, CCIR propose new cost reporting requirements for investment and seg funds
Mutual fund sales weak, but assets, ETF sales stay solid, IFIC reports
The top area of investment focus was the environment, a Mackenzie study found