Amendments to NI 81-102 that are likely to be adopted this year would provide advisors with an intriguing new category of products to offer clients
Darcy Hulston posits that regulators may eventually crack down on the practice of advisors selling products their firms manufacture
Firms should benefit once the industry adopts liquidity risk recommendations
Global regulators publish recommendations and best practices for improving liquidity risk management
298 Canadian investment funds honoured at 2017 awards gala
Four companies receive group awards
The committee advises OSC staff on policy initiatives and developments in the investment funds and structured products industry
The regulator is looking for applications from senior industry personnel with product development experience
Many jurisdictions consider their rules for investment funds sufficient to address loan funds
Leaders met in Japan to discuss the many challenges facing the industry