Keyword: Investment funds

201 results found
Compliance Rules Law Regulation Policy Business Technology concept.

Policymakers call for enhanced liquidity management measures

words ESG on a wood block and Future environmental conservation and sustainable ESG modernization development by using the technology of renewable resources to reduce pollution and carbon emission.

ESMA proposes portfolio thresholds for ESG, sustainable funds

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Deteriorating economic, financial conditions could amplify financial sector stress

rules and regulations

In the coming year, the regulator will assess how firms are implementing the CFRs

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Significant product changes offer opportunities to engage clients, get to know them better and address suitability

Paul Holba is the new chief investment officer for Empire Life Investments Inc.

Holba joined Empire Life Investments in 2009 and previously served as vice-president, retail distribution

  • By: IE Staff
  • July 4, 2022 July 4, 2022
  • 14:34
man reading tablet and writing on paper

Sweeping compliance review finds issues with fund industry charging practices

Lightbulb drawn around tree image, indicating sustainable ideas

Proposals to enhance disclosure to fund investors out for 60-day comment period

ESG results

Portfolio composition explains some but not all of ESG funds' advantages, ESMA finds

angry client meeting

CSA, CCIR propose new cost reporting requirements for investment and seg funds