Initiative allows firms to test innovations, explore potential regulatory reforms
Fund flows seen slowing in months ahead as rates ease
Fund assets continue to rise, despite mixed monthly sales performance
Firm dumped overvalued illiquid securities on retail mutual funds, SEC alleges
Regulators propose new streamlined fund reports
Unregistered investment funds are allegedly costing investors millions
Shorter settlement cycle has succeeded in reducing risk, freeing up capital
Complying with new ESG naming requirements proving harder than expected for some firms, regulator says
Competition and regulation pressuring firms' margins, earnings
Precious metal ETF flows hit a record high in the month