The Montreal-based firm is looking to add more advisors, now that it has fully integrated Wellington West into its ranks
Draft guidance indicates that dealers cannot outsource the account opening process, assessing suitability, or handling client complaints
Dealer failed to pay fees
Consolidation: While some firms clean house, others see an opportunity
Second quarter results were the worst in at least a decade, with total operating profit down almost 60% from the previous quarter
Firm says it is refocusing efforts to service clients in major Canadian centres
Client Relationship Model and new disclosure requirements are pushing up costs
Platform marks a milestone in the integration of MRS Companies
IIAC symposium offers a range of suggestions, from using technology to creating a plan
Burlington, Ont.-based Aligned Capital Distribution Inc. has acquired independent investment dealer Money Managers Inc.