Firm launches self-clearing model and Montreal trading desk
Patrick Cooney says his firm will keep its name after losing its registration and become a market research company
Key GMP Securities staff transferred to Richardson GMP
B.C. Supreme Court rejects couple’s claim that brokerage failed to inform them of margin call
A majority of firms have plans to hire next year
Winnipeg firm ordered to stop dealing with the public
Hearing scheduled for Dec. 13
IIROC says firm must alert clients to possible restrictions
Firm’s capital position leads to suspension by several provinces
Manitoba Securities Commission suspends Jory and its advisors because of a capital deficiency the brokerage is facing