Stable industry profits mask deep stress on individual firms
New shareholder liquidity process driven by consensus
Many securities firms are struggling to remain profitable
Northern Securities subsidiary not in compliance with IIROC capital requirements
Regulators and industry must work together to stop small- and mid-size dealers from dissappearing
Firm launches self-clearing model and Montreal trading desk
Patrick Cooney says his firm will keep its name after losing its registration and become a market research company
Key GMP Securities staff transferred to Richardson GMP
B.C. Supreme Court rejects couple’s claim that brokerage failed to inform them of margin call
A majority of firms have plans to hire next year