Canadian firms fighting for market share as a means of maintaining trading revenues
U.S. firm moves small accounts to younger brokers
This year, there have been a total of 74 rules out for comment vs only 28 in all of 2007 — and the increase in regulatory costs is resulting in consolidation among smaller firms
Sora Group to resign IIROC membership
New name will come into effect on Nov. 1
Court rules firm waited too long to pursue former advisor for claims made by his clients
Shareholders have yet to reach a settlement with underwriting syndicate
McLean management retains 45% of the firm
Dealers discuss social media policies at IIAC conference
Investor alleges breach of contract and negligence against two brokerages