GWL will hire nine new IIROC-licensed advisors to assist current GWL and London Life advisors
Acquisition of three Ontario branches by 3Macs translates into new opportunities for both businesses
378 exemptions from proficiency requirements granted
OneWorld allows IIROC to encrypt email transmissions to dealers
The change is one of several proposed concerning the integrated fee model
Dealers must actively manage conflicts of interest and preserve confidentiality
Survey flags a number of concerns with dealers’ practices
The scam involves redemption requests sent from client email accounts
The goal of ensuring the industry puts client interests first has been at the heart of recent reforms, says IIROC CEO
Stronger markets have brought many retail investors off the side-lines