Salman Partners and Woodstone Capital to create diversified dealer
Online surveys gauge views on investment dealers employing fund salespeople
Firm ordered to cease dealing with the public
RBC leads Big Five Canadian banks
Counterclaim for damages headed to trial
GWL will hire nine new IIROC-licensed advisors to assist current GWL and London Life advisors
Acquisition of three Ontario branches by 3Macs translates into new opportunities for both businesses
378 exemptions from proficiency requirements granted
OneWorld allows IIROC to encrypt email transmissions to dealers
The change is one of several proposed concerning the integrated fee model