New guidance spells out SRO’s expectations
New trade agreement with the European Union offers huge opportunities for Canada's investment industry
Trade agreement with EU could benefit both large and small securities firms
Additional coverage available for up to $11 million
BMO and RBC are “quality leaders” in equity capital markets
Raising the threshold from 20% to 50% would make it easier for dealers to raise capital from one another
Investment dealers will have to report debt security transactions to IIROC next year
Rahim Rajwani rejoins firm as managing partner
Investment industry performance improves, but the outlook for smaller firms remains uncertain
The resignation date for the boutique firm will be announced at a later date