IIAC graphic conveys the important contribution the industry makes to capital markets, the economy and communities across Canada
EY to initiate transfer of customer accounts to other dealers “as soon as possible,” CIPF says
The capital deficient firm does not have a qualified CFO
The new proposals would require dealers to include the IIROC logo on all client account statements
The two small, independent investment dealers will employ more than 150 investment advisors across Canada
Industrial Alliance adds 30 advisors and $700 million in AUA to its securities-dealer subsidiary
Market volatility and rising regulatory burdens are taking their toll, but certain segments of the industry are adapting to thrive
Deal helps Quebec-based Industrial Alliance expand across Canada
Some small dealers contend that they are overregulated, and that the regulatory burden tends to favour larger companies
The Halifax-based firm will turn its attention toward to its institutional operations, fixed-income and equity capital markets