Couple sues over mismanaged portfolio
The retail broker business model continues to evolve
Vancouver-based team brings more than $100 million in AUM
Doug Leyland wanted to run a small, independent practice. But life in the small dealer world is precarious
Deadline for new reports on investment cost and portfolio performance remains July 15, 2016
CEOs forecast strong business prospects in the year ahead, but see regulatory initiatives as a threat to growth for 2015
Survey finds dealer CEOs are expecting profits to rise in 2015
Revised guidance designed to promote consistency and enhanced standards
Commissions and fee-based revenue could fall in response to declining share prices
Jennings Capital accounts to be transferred to Mackie Research Capital