CEOs forecast strong business prospects in the year ahead, but see regulatory initiatives as a threat to growth for 2015
Survey finds dealer CEOs are expecting profits to rise in 2015
Revised guidance designed to promote consistency and enhanced standards
Commissions and fee-based revenue could fall in response to declining share prices
Jennings Capital accounts to be transferred to Mackie Research Capital
New guidance spells out SRO’s expectations
New trade agreement with the European Union offers huge opportunities for Canada's investment industry
Trade agreement with EU could benefit both large and small securities firms
Additional coverage available for up to $11 million
BMO and RBC are “quality leaders” in equity capital markets